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54 lines
1.7 KiB
Markdown
54 lines
1.7 KiB
Markdown
# Phase 7 Operator Runbook
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## Purpose
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This runbook describes the human operating procedure for controlled live rollout.
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## Daily Pre-Market Checklist
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- Confirm current live stage and approved capital limits.
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- Review unresolved incidents.
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- Review overnight drift alerts.
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- Confirm active release/config ids match approved versions.
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- Confirm all mandatory sources met freshness SLA.
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- Confirm no-trade or degraded mode status.
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## During Market Hours
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- Monitor new alerts.
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- Review exceptional approval tickets.
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- Do not change stage or release unless emergency procedure is invoked.
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- If severe incident occurs, prioritize containment over diagnosis.
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## End-of-Day Checklist
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- Confirm reconciliation completed.
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- Review fill quality and slippage outliers.
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- Check post-trade reviews created for all closed trades.
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- Review freeze or rollback recommendations.
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- Verify daily report generated and archived.
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## Emergency No-Trade Procedure
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1. Activate no-trade mode.
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2. Verify new orders are blocked.
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3. Decide whether open non-protective orders should be canceled.
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4. Record incident id and operator note.
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5. Notify approver/governance group.
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## Stage Freeze Procedure
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1. Confirm freeze condition evidence.
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2. Record stage freeze event.
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3. Prevent further promotions.
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4. Continue or reduce trading according to risk policy.
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5. Schedule review before lifting freeze.
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## Stage Rollback Procedure
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1. Confirm rollback trigger.
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2. Move to prior approved stage.
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3. Update active capital and risk caps.
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4. Record change and approver.
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5. Review all open positions for compliance.
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## Post-Incident Procedure
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- Open incident record if not already created.
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- Collect affected trade ids.
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- Link config/release versions.
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- Assign root-cause owner.
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- Schedule corrective and preventive actions.
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